SFC Licences of LIM Kim Huat
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 23 October 2015 | 03 May 2016 |
| Merrill Lynch Far East Limited | RE | 1 | 23 October 2015 | 03 May 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 October 2015 | 03 May 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 31 May 2013 | 21 August 2015 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 18 May 2011 | 21 August 2015 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 18 May 2011 | 31 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 18 May 2011 | 31 August 2013 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 18 May 2011 | 13 March 2012 |