SFC Licences of FAULKNER William Talbot
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tora Trading Services Limited | RE | 2 | 17 February 2023 | |
| Tora Trading Services Limited | RE | 7 | 18 November 2022 | |
| Tora Trading Services Limited | RE | 1 | 18 November 2022 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 16 January 2014 | 24 June 2019 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 16 January 2014 | 24 June 2019 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 16 January 2014 | 24 June 2019 |
| UBS Securities Hong Kong Limited | RE | 7 | 09 November 2011 | 13 November 2013 |
| UBS Securities Asia Limited | RE | 2 | 18 July 2011 | 13 November 2013 |
| UBS Securities Hong Kong Limited | RE | 1 | 14 June 2011 | 13 November 2013 |
| UBS Securities Asia Limited | RE | 1 | 14 June 2011 | 13 November 2013 |