SFC Licenceholders of Tora Trading Services Limited
- queenie.cheng@lseg.com
- Website
- www.lseg.com/tora
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
CAREY Andre' Lionel | RO | 1 | 30 October 2012 | 17 December 2013 |
CAREY Andre' Lionel | RO | 2 | 30 October 2012 | 17 December 2013 |
CAREY Andre' Lionel | RO | 7 | 30 October 2012 | 17 December 2013 |
CAREY Andre' Lionel | RE | 7 | 10 April 2012 | 30 October 2012 |
CAREY Andre' Lionel | RE | 2 | 10 April 2012 | 30 October 2012 |
CAREY Andre' Lionel | RE | 1 | 10 April 2012 | 30 October 2012 |
CLAYTON Christopher Winslow | RE | 1 | 07 January 2014 | 14 January 2015 |
CLAYTON Christopher Winslow | RE | 7 | 07 January 2014 | 14 January 2015 |
CLAYTON Christopher Winslow | RE | 2 | 07 January 2014 | 14 January 2015 |
COEN Benjamin George | RE | 2 | 18 September 2018 | 07 May 2021 |
COEN Benjamin George | RE | 1 | 18 September 2018 | 07 May 2021 |
COOMBS Jonathan Lee 顧植德 | RE | 7 | 06 October 2011 | 30 April 2013 |
COOMBS Jonathan Lee 顧植德 | RE | 2 | 06 October 2011 | 30 April 2013 |
COOMBS Jonathan Lee 顧植德 | RE | 1 | 13 October 2010 | 30 April 2013 |
DUCKER James Keith | RO | 7 | 02 February 2010 | |
DUCKER James Keith | RO | 2 | 21 May 2009 | |
DUCKER James Keith | RO | 1 | 14 November 2008 | |
FAULKNER William Talbot | RE | 2 | 17 February 2023 | |
FAULKNER William Talbot | RE | 7 | 18 November 2022 | |
FAULKNER William Talbot | RE | 1 | 18 November 2022 | |
FISCHER Simon John | RO | 2 | 25 July 2018 | 31 October 2020 |
FISCHER Simon John | RO | 7 | 16 December 2013 | 31 October 2020 |
FISCHER Simon John | RO | 1 | 16 December 2013 | 31 October 2020 |
FISCHER Simon John | RE | 7 | 05 August 2013 | 16 December 2013 |
FISCHER Simon John | RE | 1 | 05 August 2013 | 16 December 2013 |
GALLAGHER Brendan Daniel | RE | 2 | 26 September 2011 | 31 May 2013 |
GALLAGHER Brendan Daniel | RE | 1 | 26 September 2011 | 31 May 2013 |
GALLAGHER Brendan Daniel | RE | 7 | 26 September 2011 | 31 May 2013 |
GLOVER Jethro Alexander John | RO | 7 | 08 April 2011 | |
GLOVER Jethro Alexander John | RO | 2 | 21 December 2010 | |
GLOVER Jethro Alexander John | RO | 1 | 21 December 2010 | |
GLOVER Jethro Alexander John | RE | 2 | 18 December 2009 | 21 December 2010 |
GLOVER Jethro Alexander John | RE | 1 | 18 December 2009 | 21 December 2010 |
HARRIS John Patrick | RE | 1 | 28 March 2017 | 30 April 2018 |
HILL JR. Richard Earl | RE | 7 | 07 January 2014 | 30 June 2015 |
HILL JR. Richard Earl | RE | 2 | 07 January 2014 | 30 June 2015 |
HILL JR. Richard Earl | RE | 1 | 07 January 2014 | 30 June 2015 |
HO Chak Kie 何澤基 | RE | 2 | 19 March 2021 | 15 June 2022 |
HO Chak Kie 何澤基 | RE | 1 | 19 March 2021 | 15 June 2022 |
JEPSEN Brian P | RO | 7 | 02 February 2010 | |
JEPSEN Brian P | RO | 2 | 21 May 2009 | |
JEPSEN Brian P | RO | 1 | 14 November 2008 | |
KIRTMAN Khahlil Immanuel | RE | 7 | 25 April 2012 | 01 February 2016 |
KIRTMAN Khahlil Immanuel | RE | 2 | 25 April 2012 | 01 February 2016 |
KIRTMAN Khahlil Immanuel | RE | 1 | 25 April 2012 | 01 February 2016 |
KONG Shing Hon 江承翰 | RE | 7 | 28 April 2011 | 22 December 2011 |
KONG Shing Hon 江承翰 | RE | 2 | 28 April 2011 | 22 December 2011 |
KONG Shing Hon 江承翰 | RE | 1 | 28 April 2011 | 22 December 2011 |
LARKIN David Grady | RE | 2 | 18 February 2010 | 15 April 2010 |
LARKIN David Grady | RE | 1 | 18 February 2010 | 15 April 2010 |
LARKIN David Grady | RO | 2 | 21 May 2009 | 18 February 2010 |
LARKIN David Grady | RO | 1 | 14 November 2008 | 18 February 2010 |
LEUNG Jensen Wang Chun 梁宏俊 | RE | 7 | 11 October 2023 | |
LEUNG Jensen Wang Chun 梁宏俊 | RE | 2 | 11 October 2023 | |
LEUNG Jensen Wang Chun 梁宏俊 | RE | 1 | 11 October 2023 | |
MCLAUGHLIN Gregory John 歌雷歌 | RE | 1 | 13 April 2015 | |
NAKAMURA Miley | RE | 7 | 02 March 2012 | 16 January 2014 |
NAKAMURA Miley | RE | 2 | 02 March 2012 | 16 January 2014 |
NAKAMURA Miley | RE | 1 | 02 March 2012 | 16 January 2014 |
PRITCHARD Perry | RO | 7 | 26 February 2013 | 30 June 2015 |
PRITCHARD Perry | RO | 1 | 26 February 2013 | 30 June 2015 |
PRITCHARD Perry | RE | 7 | 21 December 2012 | 26 February 2013 |
PRITCHARD Perry | RE | 1 | 21 December 2012 | 26 February 2013 |
RAGUSA Francis Anthony 羅峰 | RE | 2 | 03 August 2012 | 01 March 2013 |
RAGUSA Francis Anthony 羅峰 | RE | 1 | 03 August 2012 | 01 March 2013 |
SAMUELL Darren John | RO | 7 | 08 October 2021 | 31 August 2023 |
SAMUELL Darren John | RO | 2 | 08 October 2021 | 31 August 2023 |
SAMUELL Darren John | RO | 1 | 08 October 2021 | 31 August 2023 |
SAMUELL Darren John | RE | 7 | 12 August 2015 | 08 October 2021 |
SAMUELL Darren John | RE | 2 | 12 August 2015 | 08 October 2021 |
SAMUELL Darren John | RE | 1 | 12 August 2015 | 08 October 2021 |
SANTOS Robert Baron | RE | 7 | 04 June 2010 | 29 February 2012 |
SANTOS Robert Baron | RE | 2 | 04 June 2010 | 29 February 2012 |
SANTOS Robert Baron | RE | 1 | 04 June 2010 | 29 February 2012 |
SHARMAN Roland Herbert | RE | 1 | 26 January 2015 | 31 March 2016 |
SIVAPATHASUNDARAM Radeepan | RO | 7 | 02 February 2010 | 17 September 2010 |
SIVAPATHASUNDARAM Radeepan | RO | 2 | 04 August 2009 | 17 September 2010 |
SIVAPATHASUNDARAM Radeepan | RO | 1 | 04 August 2009 | 17 September 2010 |
SIVAPATHASUNDARAM Radeepan | RE | 2 | 09 June 2009 | 04 August 2009 |
SIVAPATHASUNDARAM Radeepan | RE | 1 | 09 June 2009 | 04 August 2009 |
TAFARO Brian Anthony | RE | 7 | 04 August 2014 | 01 February 2016 |
TAFARO Brian Anthony | RE | 2 | 04 August 2014 | 01 February 2016 |
TAFARO Brian Anthony | RE | 1 | 04 August 2014 | 01 February 2016 |
TAN Ye-Hui, James | RE | 7 | 15 November 2022 | |
TAN Ye-Hui, James | RE | 2 | 15 November 2022 | |
TAN Ye-Hui, James | RE | 1 | 15 November 2022 | |
TONG Alex Chi Kai 湯熾佳 | RE | 7 | 04 January 2018 | |
TONG Alex Chi Kai 湯熾佳 | RE | 1 | 16 December 2014 | |
TONG Alex Chi Kai 湯熾佳 | RE | 2 | 16 December 2014 |