SFC Licenceholders of Tora Trading Services Limited

Email
queenie.cheng@lseg.com
Website
www.lseg.com/tora

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
CAREY Andre' Lionel RO 1 30 October 2012 17 December 2013
CAREY Andre' Lionel RO 2 30 October 2012 17 December 2013
CAREY Andre' Lionel RO 7 30 October 2012 17 December 2013
CAREY Andre' Lionel RE 7 10 April 2012 30 October 2012
CAREY Andre' Lionel RE 2 10 April 2012 30 October 2012
CAREY Andre' Lionel RE 1 10 April 2012 30 October 2012
CLAYTON Christopher Winslow RE 1 07 January 2014 14 January 2015
CLAYTON Christopher Winslow RE 7 07 January 2014 14 January 2015
CLAYTON Christopher Winslow RE 2 07 January 2014 14 January 2015
COEN Benjamin George RE 2 18 September 2018 07 May 2021
COEN Benjamin George RE 1 18 September 2018 07 May 2021
COOMBS Jonathan Lee 顧植德 RE 7 06 October 2011 30 April 2013
COOMBS Jonathan Lee 顧植德 RE 2 06 October 2011 30 April 2013
COOMBS Jonathan Lee 顧植德 RE 1 13 October 2010 30 April 2013
DUCKER James Keith RO 7 02 February 2010
DUCKER James Keith RO 2 21 May 2009
DUCKER James Keith RO 1 14 November 2008
FAULKNER William Talbot RE 2 17 February 2023
FAULKNER William Talbot RE 7 18 November 2022
FAULKNER William Talbot RE 1 18 November 2022
FISCHER Simon John RO 2 25 July 2018 31 October 2020
FISCHER Simon John RO 7 16 December 2013 31 October 2020
FISCHER Simon John RO 1 16 December 2013 31 October 2020
FISCHER Simon John RE 7 05 August 2013 16 December 2013
FISCHER Simon John RE 1 05 August 2013 16 December 2013
GALLAGHER Brendan Daniel RE 2 26 September 2011 31 May 2013
GALLAGHER Brendan Daniel RE 1 26 September 2011 31 May 2013
GALLAGHER Brendan Daniel RE 7 26 September 2011 31 May 2013
GLOVER Jethro Alexander John RO 7 08 April 2011
GLOVER Jethro Alexander John RO 2 21 December 2010
GLOVER Jethro Alexander John RO 1 21 December 2010
GLOVER Jethro Alexander John RE 2 18 December 2009 21 December 2010
GLOVER Jethro Alexander John RE 1 18 December 2009 21 December 2010
HARRIS John Patrick RE 1 28 March 2017 30 April 2018
HILL JR. Richard Earl RE 7 07 January 2014 30 June 2015
HILL JR. Richard Earl RE 2 07 January 2014 30 June 2015
HILL JR. Richard Earl RE 1 07 January 2014 30 June 2015
HO Chak Kie 何澤基 RE 2 19 March 2021 15 June 2022
HO Chak Kie 何澤基 RE 1 19 March 2021 15 June 2022
JEPSEN Brian P RO 7 02 February 2010
JEPSEN Brian P RO 2 21 May 2009
JEPSEN Brian P RO 1 14 November 2008
KIRTMAN Khahlil Immanuel RE 7 25 April 2012 01 February 2016
KIRTMAN Khahlil Immanuel RE 2 25 April 2012 01 February 2016
KIRTMAN Khahlil Immanuel RE 1 25 April 2012 01 February 2016
KONG Shing Hon 江承翰 RE 7 28 April 2011 22 December 2011
KONG Shing Hon 江承翰 RE 2 28 April 2011 22 December 2011
KONG Shing Hon 江承翰 RE 1 28 April 2011 22 December 2011
LARKIN David Grady RE 2 18 February 2010 15 April 2010
LARKIN David Grady RE 1 18 February 2010 15 April 2010
LARKIN David Grady RO 2 21 May 2009 18 February 2010
LARKIN David Grady RO 1 14 November 2008 18 February 2010
LEUNG Jensen Wang Chun 梁宏俊 RE 7 11 October 2023
LEUNG Jensen Wang Chun 梁宏俊 RE 2 11 October 2023
LEUNG Jensen Wang Chun 梁宏俊 RE 1 11 October 2023
MCLAUGHLIN Gregory John 歌雷歌 RE 1 13 April 2015
NAKAMURA Miley RE 7 02 March 2012 16 January 2014
NAKAMURA Miley RE 2 02 March 2012 16 January 2014
NAKAMURA Miley RE 1 02 March 2012 16 January 2014
PRITCHARD Perry RO 7 26 February 2013 30 June 2015
PRITCHARD Perry RO 1 26 February 2013 30 June 2015
PRITCHARD Perry RE 7 21 December 2012 26 February 2013
PRITCHARD Perry RE 1 21 December 2012 26 February 2013
RAGUSA Francis Anthony 羅峰 RE 2 03 August 2012 01 March 2013
RAGUSA Francis Anthony 羅峰 RE 1 03 August 2012 01 March 2013
SAMUELL Darren John RO 7 08 October 2021 31 August 2023
SAMUELL Darren John RO 2 08 October 2021 31 August 2023
SAMUELL Darren John RO 1 08 October 2021 31 August 2023
SAMUELL Darren John RE 7 12 August 2015 08 October 2021
SAMUELL Darren John RE 2 12 August 2015 08 October 2021
SAMUELL Darren John RE 1 12 August 2015 08 October 2021
SANTOS Robert Baron RE 7 04 June 2010 29 February 2012
SANTOS Robert Baron RE 2 04 June 2010 29 February 2012
SANTOS Robert Baron RE 1 04 June 2010 29 February 2012
SHARMAN Roland Herbert RE 1 26 January 2015 31 March 2016
SIVAPATHASUNDARAM Radeepan RO 7 02 February 2010 17 September 2010
SIVAPATHASUNDARAM Radeepan RO 2 04 August 2009 17 September 2010
SIVAPATHASUNDARAM Radeepan RO 1 04 August 2009 17 September 2010
SIVAPATHASUNDARAM Radeepan RE 2 09 June 2009 04 August 2009
SIVAPATHASUNDARAM Radeepan RE 1 09 June 2009 04 August 2009
TAFARO Brian Anthony RE 7 04 August 2014 01 February 2016
TAFARO Brian Anthony RE 2 04 August 2014 01 February 2016
TAFARO Brian Anthony RE 1 04 August 2014 01 February 2016
TAN Ye-Hui, James RE 7 15 November 2022
TAN Ye-Hui, James RE 2 15 November 2022
TAN Ye-Hui, James RE 1 15 November 2022
TONG Alex Chi Kai 湯熾佳 RE 7 04 January 2018
TONG Alex Chi Kai 湯熾佳 RE 1 16 December 2014
TONG Alex Chi Kai 湯熾佳 RE 2 16 December 2014