SFC Licences of XIA Qingyu 夏卿予

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 1 29 January 2016 15 September 2016
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 4 05 October 2015 15 September 2016
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 12 December 2014 15 September 2016
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 12 December 2014 15 September 2016
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 9 24 May 2011 15 September 2016