SFC Licences of XIA Qingyu 夏卿予
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 1 | 29 January 2016 | 15 September 2016 |
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 4 | 05 October 2015 | 15 September 2016 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 12 December 2014 | 15 September 2016 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 12 December 2014 | 15 September 2016 |
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 9 | 24 May 2011 | 15 September 2016 |