SFC Licences of LEE Kwong Wai 李剛瑋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhonghui International Futures Company Limited 中輝國際期貨有限公司 RO 2 26 April 2021 18 June 2021
Zhonghui International Futures Company Limited 中輝國際期貨有限公司 RE 2 12 July 2017 26 April 2021
JS Securities Limited 晉商證券有限公司 RE 1 12 July 2017 28 February 2020
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 RE 2 13 April 2017 31 May 2017
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 1 13 April 2017 31 May 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 08 September 2016 24 March 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 08 September 2016 24 March 2017
Seazen Resources Securities Limited 新城晉峰證券有限公司 RE 1 13 May 2016 26 August 2016
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RE 9 13 May 2016 26 August 2016
Seazen Resources Futures Limited 新城晉峰期貨有限公司 RE 2 13 May 2016 26 August 2016
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 09 September 2015 01 May 2016
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 09 September 2015 01 May 2016
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 RE 2 18 October 2013 21 August 2015
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 1 18 October 2013 21 August 2015
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 4 17 July 2013 05 October 2013
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 2 17 July 2013 05 October 2013
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 1 17 July 2013 05 October 2013
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 27 September 2011 28 June 2013
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 26 May 2011 28 June 2013
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 26 May 2011 28 June 2013