SFC Licences of SOO Jamie Wan Jung 蘇文駿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 19 November 2018 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 19 November 2018 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 19 November 2018 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 22 October 2018 | |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 25 November 2013 | 25 May 2018 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 01 June 2011 | 17 November 2013 |