SFC Licences of YAP Li Li
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ord Minnett Hong Kong Limited | RE | 4 | 19 September 2014 | 16 June 2017 |
| Ord Minnett Hong Kong Limited | RE | 1 | 19 September 2014 | 16 June 2017 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 4 | 14 June 2011 | 14 April 2012 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 1 | 14 June 2011 | 14 April 2012 |