SFC Licences of TAM Long Wai 譚朗蔚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Securities Limited 富昌證券有限公司 | RE | 4 | 02 November 2015 | |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 02 November 2015 | |
Peak Capital Limited | RE | 4 | 13 January 2015 | 26 August 2015 |
Peak Capital Limited | RE | 1 | 13 January 2015 | 26 August 2015 |
Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 1 | 02 June 2011 | 11 May 2013 |
Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 4 | 02 June 2011 | 11 May 2013 |