SFC Licences of CHIU Lin Ling 邱琳玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Direxion Asia Limited | RO | 4 | 08 March 2016 | |
| Direxion Asia Limited | RO | 1 | 08 March 2016 | |
| Direxion Asia Limited | RE | 4 | 31 July 2013 | 08 March 2016 |
| Direxion Asia Limited | RE | 1 | 31 July 2013 | 08 March 2016 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 4 | 27 April 2012 | 26 July 2013 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 1 | 09 June 2011 | 26 July 2013 |