SFC Licences of KWOK Shiu Man 郭兆文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Partners Capital Securities Limited 博大證券有限公司	RE	1	11 March 2019
Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司	RO	9	25 November 2016
Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司	RO	4	25 November 2016
Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司	RE	9	16 November 2016	25 November 2016
Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司	RE	4	16 November 2016	25 November 2016
Old Peak Capital Limited 山頂資本有限公司	RO	9	14 January 2016	11 November 2016
Old Peak Capital Limited 山頂資本有限公司	RO	4	14 January 2016	11 November 2016
SIFT Capital Partners Limited 仕富資本有限公司	RO	9	08 September 2014	31 December 2015
SIFT Capital Partners Limited 仕富資本有限公司	RE	9	06 August 2014	08 September 2014
Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司	RO	4	20 November 2013	01 August 2014
Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司	RO	9	19 November 2012	01 August 2014
Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司	RE	9	29 October 2012	19 November 2012
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司	RO	9	29 May 2012	22 October 2012
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司	RO	9	15 August 2011	08 May 2012