SFC Licences of LAM Yuen Shan, Gloria 林宛珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 05 October 2020 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 15 June 2020 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 14 August 2015 | 15 February 2020 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 27 June 2014 | 01 August 2015 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 10 June 2011 | 03 June 2014 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 10 June 2011 | 03 June 2014 |