SFC Licences of KWONG Casey
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 11 December 2017 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 11 December 2017 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 02 August 2017 | 15 September 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 17 June 2011 | 15 September 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 17 June 2011 | 02 August 2017 |