SFC Licences of SYAL Sumit
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nuvama Investment Advisors (Hongkong) Private Limited | RO | 5 | 14 December 2020 | 30 November 2023 |
| Nuvama Investment Advisors (Hongkong) Private Limited | RO | 4 | 14 December 2020 | 30 November 2023 |
| Nuvama Investment Advisors (Hongkong) Private Limited | RO | 2 | 14 December 2020 | 30 November 2023 |
| Nuvama Investment Advisors (Hongkong) Private Limited | RO | 1 | 14 December 2020 | 30 November 2023 |
| Nuvama Investment Advisors (Hongkong) Private Limited | RE | 5 | 15 May 2020 | 14 December 2020 |
| Nuvama Investment Advisors (Hongkong) Private Limited | RE | 4 | 15 May 2020 | 14 December 2020 |
| Nuvama Investment Advisors (Hongkong) Private Limited | RE | 2 | 15 May 2020 | 14 December 2020 |
| Nuvama Investment Advisors (Hongkong) Private Limited | RE | 1 | 15 May 2020 | 14 December 2020 |
| Religare Capital Markets (Hong Kong) Limited | RE | 1 | 16 June 2011 | 02 June 2017 |