SFC Licenceholders of Nuvama Investment Advisors (Hongkong) Private Limited
- nwml.Hkcompliance@nuvama.com
- Website
- www.nuvama.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Lee Quan | RO | 5 | 29 November 2023 | |
| CHAN Lee Quan | RO | 4 | 29 November 2023 | |
| CHAN Lee Quan | RO | 2 | 29 November 2023 | |
| CHAN Lee Quan | RO | 1 | 29 November 2023 | |
| CHAN Lee Quan | RE | 4 | 20 November 2023 | 29 November 2023 |
| CHEUNG Philip Yin Loong 張恩龍 | RO | 5 | 14 April 2020 | |
| CHEUNG Philip Yin Loong 張恩龍 | RO | 4 | 14 April 2020 | |
| CHEUNG Philip Yin Loong 張恩龍 | RO | 2 | 14 April 2020 | |
| CHEUNG Philip Yin Loong 張恩龍 | RO | 1 | 14 April 2020 | |
| KEDIA Utsav Ajay | RO | 5 | 14 April 2020 | 15 December 2020 |
| KEDIA Utsav Ajay | RO | 4 | 14 April 2020 | 15 December 2020 |
| KEDIA Utsav Ajay | RO | 2 | 14 April 2020 | 15 December 2020 |
| KEDIA Utsav Ajay | RO | 1 | 14 April 2020 | 15 December 2020 |
| SYAL Sumit | RO | 5 | 14 December 2020 | 30 November 2023 |
| SYAL Sumit | RO | 4 | 14 December 2020 | 30 November 2023 |
| SYAL Sumit | RO | 2 | 14 December 2020 | 30 November 2023 |
| SYAL Sumit | RO | 1 | 14 December 2020 | 30 November 2023 |
| SYAL Sumit | RE | 5 | 15 May 2020 | 14 December 2020 |
| SYAL Sumit | RE | 4 | 15 May 2020 | 14 December 2020 |
| SYAL Sumit | RE | 2 | 15 May 2020 | 14 December 2020 |
| SYAL Sumit | RE | 1 | 15 May 2020 | 14 December 2020 |