SFC Licences of HAO Yunfan 郝云帆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 | RE | 9 | 09 May 2016 | 03 March 2017 |
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 | RE | 4 | 09 May 2016 | 03 March 2017 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 14 July 2011 | 09 May 2016 |