SFC Licences of LEI Bing 雷冰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited |
RO | 6 | 25 January 2021 | |
| UBS Securities Hong Kong Limited |
RE | 6 | 13 November 2020 | 25 January 2021 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 6 | 11 May 2017 | 30 October 2020 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RE | 1, 6 | 11 June 2015 | 01 May 2017 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RE | 1, 6 | 23 June 2011 | 29 April 2015 |