SFC Licences of LEI Bing 雷冰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited
RO 6 25 January 2021
UBS Securities Hong Kong Limited
RE 6 13 November 2020 25 January 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 6 11 May 2017 30 October 2020
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 11 June 2015 01 May 2017
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
RE 1, 6 23 June 2011 29 April 2015