SFC Licences of LIN Chii-Horng 林啟弘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zijing Asset Management Limited 紫荊資產管理有限公司 RO 9 29 March 2022 09 February 2024
Zijing Asset Management Limited 紫荊資產管理有限公司 RO 4 29 March 2022 09 February 2024
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 07 April 2021 13 May 2021
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 07 April 2021 13 May 2021
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 28 May 2020 13 May 2021
KGI Asia Limited 凱基證券亞洲有限公司 RO 4 19 June 2018 07 April 2021
KGI Asia Limited 凱基證券亞洲有限公司 RO 1 19 June 2018 07 April 2021
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 03 October 2017 19 June 2018
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 19 June 2018
KGI Asset Management Limited 凱基資產管理有限公司 RE 4 22 August 2016 13 May 2021
KGI Asset Management Limited 凱基資產管理有限公司 RE 1 22 August 2016 13 May 2021
KGI Asset Management Limited 凱基資產管理有限公司 RE 9 15 July 2016 13 May 2021
KGI Wealth Management Limited 凱基財富管理有限公司 RE 4 15 July 2016 02 October 2017
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 15 July 2016 02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 29 June 2011 02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 29 June 2011 02 October 2017