SFC Licences of SANG Yunyan 桑芸燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lexington Partners Asia Limited | RO | 9 | 04 August 2023 | |
| Lexington Partners Asia Limited | RE | 9 | 06 August 2015 | 04 August 2023 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 24 November 2014 | 25 March 2015 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 24 November 2014 | 25 March 2015 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 24 November 2014 | 25 March 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 11 July 2011 | 29 July 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 11 July 2011 | 29 July 2014 |