SFC Licences of YUAN Zhicheng 袁志成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 09 August 2023 | 07 February 2024 |
| UBS Securities Asia Limited | RE | 4 | 27 June 2023 | 05 July 2023 |
| UBS Securities Asia Limited | RE | 4 | 24 March 2023 | 01 April 2023 |
| UBS Securities Asia Limited | RE | 4 | 27 January 2023 | 03 February 2023 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 25 September 2019 | 18 December 2020 |
| ICBC International Research Limited 工銀國際證券研究有限公司 | RO | 4 | 21 November 2014 | 16 August 2015 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RO | 4 | 22 September 2014 | 16 August 2015 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 09 January 2014 | 22 September 2014 |
| ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 19 August 2013 | 21 November 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 July 2011 | 15 January 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 05 July 2011 | 15 January 2013 |