SFC Licences of LAM Alice Shem Ling 藍琛玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| NF Trinity Capital (Hong Kong) Limited | RE | 4 | 20 January 2015 | 31 March 2015 |
| Seres Asset Management Limited 瑞時投資管理有限公司 | RE | 9 | 12 July 2011 | 19 August 2011 |