SFC Licences of LEE Tsz Heng 李芷蘅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AIA Investment Management HK Limited 友邦投資管理香港有限公司 RE 9 29 May 2023
AIA Investment Management HK Limited 友邦投資管理香港有限公司 RE 4 29 May 2023
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RE 9 30 January 2014 28 April 2023
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RE 4 30 January 2014 28 April 2023
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RE 1 30 January 2014 28 April 2023
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 9 30 January 2014 11 August 2017
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 4 30 January 2014 11 August 2017
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 1 30 January 2014 11 August 2017
UBS Asset Management (Hong Kong) Limited RE 1 01 February 2013 10 January 2014
UBS Asset Management (Hong Kong) Limited RE 9 12 July 2011 10 January 2014
UBS Asset Management (Hong Kong) Limited RE 4 12 July 2011 10 January 2014