SFC Licences of GUPTA Tanay
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ovata Capital Management Limited 歐萬達基金管理有限公司 | RE | 9 | 05 May 2023 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 2 | 16 December 2019 | 07 October 2022 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 1 | 16 December 2019 | 07 October 2022 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 7 | 16 December 2019 | 14 May 2020 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 26 November 2014 | 16 December 2019 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 26 November 2014 | 16 December 2019 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 26 November 2014 | 16 December 2019 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 15 July 2011 | 07 September 2012 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 15 July 2011 | 07 September 2012 |