SFC Licences of BOON Yan Taw 溫演道
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | RO | 9 | 29 September 2022 | |
| Neuberger Berman Asia Limited | RO | 4 | 29 September 2022 | |
| Neuberger Berman Asia Limited | RO | 1 | 29 September 2022 | |
| Neuberger Berman Asia Limited | RE | 9 | 13 April 2018 | 29 September 2022 |
| Neuberger Berman Asia Limited | RE | 4 | 05 November 2013 | 29 September 2022 |
| Neuberger Berman Asia Limited | RE | 1 | 05 November 2013 | 29 September 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 15 July 2011 | 12 October 2013 |