SFC Licences of HU Xiao 胡晓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RO 6 17 March 2020 02 March 2023
Merrill Lynch Far East Limited RO 4 17 March 2020 02 March 2023
Merrill Lynch Far East Limited RO 1 17 March 2020 02 March 2023
Merrill Lynch (Asia Pacific) Limited RO 6 17 March 2020 02 March 2023
Merrill Lynch (Asia Pacific) Limited RO 4 17 March 2020 02 March 2023
Merrill Lynch (Asia Pacific) Limited RO 1 17 March 2020 02 March 2023
Merrill Lynch (Asia Pacific) Limited RE 1 18 July 2011 17 March 2020
Merrill Lynch (Asia Pacific) Limited RE 4 18 July 2011 17 March 2020
Merrill Lynch (Asia Pacific) Limited RE 6 18 July 2011 17 March 2020
Merrill Lynch Far East Limited RE 1 18 July 2011 17 March 2020
Merrill Lynch Far East Limited RE 4 18 July 2011 17 March 2020
Merrill Lynch Far East Limited RE 6 18 July 2011 17 March 2020