SFC Licences of CHAN Shiu Chung 陳兆聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 | RE | 9 | 05 September 2019 | |
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 | RE | 4 | 05 September 2019 | |
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 | RE | 1 | 05 September 2019 | |
Redford Asset Management Limited 泓福資產管理有限公司 | RE | 9 | 02 October 2018 | 26 August 2019 |
Redford Asset Management Limited 泓福資產管理有限公司 | RE | 4 | 02 October 2018 | 26 August 2019 |
Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 | RE | 1 | 25 July 2011 | 14 April 2012 |