SFC Licences of KOO Da Wan 丘多完
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vista Equity Partners Management (Hong Kong) Limited | RO | 1 | 10 February 2022 | |
| Varde Partners Hong Kong Limited | RO | 1 | 10 February 2020 | 14 September 2021 |
| Varde Partners Hong Kong Limited | RE | 1 | 24 August 2017 | 10 February 2020 |
| HarbourVest Partners (Asia) Limited | RE | 9 | 27 June 2014 | 21 July 2017 |
| HarbourVest Partners (Asia) Limited | RE | 1 | 27 June 2014 | 21 July 2017 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 27 July 2012 | 28 December 2013 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 27 July 2012 | 28 December 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 26 June 2012 | 28 June 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 25 July 2011 | 28 June 2012 |