SFC Licences of TRACEY Killian Carey
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 15 August 2022 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 15 August 2022 | |
| T.F.S. Derivatives HK Limited | RE | 1 | 25 July 2011 | 30 September 2012 |