SFC Licences of BHARWANI Puja Ramesh 巴灣尼

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 2 03 July 2019
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 9 11 June 2018
FIL Investment Advisors RE 9 11 June 2018
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 1 11 June 2018
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 2 05 May 2014 11 May 2018
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 05 May 2014 11 May 2018
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 05 May 2014 24 July 2015
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 9 05 May 2014 24 July 2015
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 05 May 2014 31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 4 05 May 2014 31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 9 05 May 2014 31 December 2014
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 26 July 2011 27 March 2014