SFC Licences of LU Ying 盧瑩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Research Limited 中銀國際研究有限公司 RE 4 18 March 2013 09 August 2016
BOCI Securities Limited 中銀國際證券有限公司 RE 2 01 August 2011 09 August 2016
BOCI Securities Limited 中銀國際證券有限公司 RE 1 01 August 2011 09 August 2016
BOCI Asset Management Limited 中銀國際資產管理有限公司 RE 9 18 March 2013 30 June 2014
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 01 August 2011 20 February 2013
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 01 August 2011 20 February 2013