SFC Licences of LU Ying 盧瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bank of China (Hong Kong) Limited 中國銀行(香港)有限公司 | 4 | 17 April 2018 | ||
| Bank of China (Hong Kong) Limited 中國銀行(香港)有限公司 | 1 | 17 April 2018 | ||
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 18 March 2013 | 09 August 2016 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 | RE | 9 | 18 March 2013 | 30 June 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 01 August 2011 | 09 August 2016 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 01 August 2011 | 09 August 2016 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 01 August 2011 | 20 February 2013 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 01 August 2011 | 20 February 2013 |