SFC Licences of LEUNG Yuk Yip 梁玉葉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Dingxin (Securities) Limited 鼎鑫(證券)有限公司 | RE | 1 | 26 July 2021 | |
Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 31 December 2018 | 29 April 2021 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 12 July 2013 | 29 April 2021 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 12 July 2013 | 29 April 2021 |
Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 15 April 2013 | 07 June 2013 |
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 27 March 2013 | 07 June 2013 |
CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 22 September 2011 | 19 March 2013 |