SFC Licences of HARTING Morgan Clothier

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 25 May 2022 26 May 2022
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 16 November 2021 17 November 2021
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 27 January 2021 29 January 2021
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 02 July 2020 02 July 2020
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 14 March 2019 15 March 2019
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 25 October 2018 26 October 2018
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 06 March 2018 09 March 2018
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 06 December 2017 08 December 2017
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 20 September 2017 22 September 2017
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 24 April 2017 26 April 2017
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 05 December 2016 05 December 2016
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 06 May 2016 10 May 2016
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 16 April 2015 17 April 2015
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 07 October 2014 09 October 2014
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 10 February 2014 14 February 2014
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 17 August 2011 18 August 2011