SFC Licences of ZHANG James Xiaohan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 | RE | 6 | 30 April 2014 | 09 September 2015 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 | RE | 4 | 02 January 2014 | 09 September 2015 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 | RE | 1 | 02 January 2014 | 09 September 2015 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 04 August 2011 | 01 March 2013 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 04 August 2011 | 01 March 2013 |