SFC Licences of KONG Wei 孔偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 4 | 29 August 2022 | |
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 17 September 2021 | |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 24 August 2017 | |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 24 August 2017 | |
ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RE | 9 | 31 December 2014 | 14 July 2017 |
ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RE | 4 | 31 December 2014 | 14 July 2017 |
ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 14 October 2014 | 14 July 2017 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 2 | 14 October 2014 | 14 July 2017 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 14 October 2014 | 14 July 2017 |
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 11 August 2011 | 03 October 2014 |
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 2 | 11 August 2011 | 03 October 2014 |