SFC Licences of LEE King Hang 李璟恆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 22 February 2019 | |
| UBS Securities Hong Kong Limited | RE | 7 | 19 December 2016 | |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | |
| UBS Securities Hong Kong Limited | RE | 7 | 16 August 2016 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 16 August 2016 | 18 December 2016 |
| UBS Securities Asia Limited | RE | 2 | 16 August 2016 | |
| UBS Securities Asia Limited | RE | 1 | 16 August 2016 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 21 February 2014 | 30 June 2016 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 21 February 2014 | 30 June 2016 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 10 August 2011 | 30 June 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 August 2011 | 30 June 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 10 August 2011 | 05 September 2013 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 10 August 2011 | 05 September 2013 |