SFC Licences of NG Chi Chung 吳志聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 23 May 2017 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 23 May 2017 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 23 May 2017 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 23 May 2017 | |
| LaSalle Investment Management Hong Kong Limited | RE | 9 | 16 December 2016 | 30 April 2017 |
| LaSalle Investment Management Hong Kong Limited | RE | 4 | 16 December 2016 | 30 April 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 22 August 2011 | 13 September 2012 |