SFC Licences of ARGAL Ajay

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RO 5 17 July 2015 31 March 2019
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RO 9 13 November 2013 31 March 2019
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RO 4 16 April 2013 31 March 2019
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RO 1 16 April 2013 31 March 2019
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 5 02 September 2011 17 July 2015
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 9 02 September 2011 13 November 2013
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 4 02 September 2011 16 April 2013
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 1 02 September 2011 16 April 2013