SFC Licences of BHAUMIK Ananda Prasad

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UCAP Hong Kong Asset Management Limited RE 9 16 June 2021
UCAP Hong Kong Asset Management Limited RE 4 16 June 2021
UCAP Hong Kong Asset Management Limited RE 1 16 June 2021
Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 RE 1 15 August 2011 30 April 2013
Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 RE 4 15 August 2011 30 April 2013