SFC Licences of LAU Ho Yin 劉浩賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Generations Partners Company Limited 承源資本有限公司 RO 9 18 November 2022
Generations Partners Company Limited 承源資本有限公司 RO 4 18 November 2022
Silver Nile Global Investments Limited 銀豐環球投資有限公司 RE 4 31 March 2020 03 August 2020
Silver Nile Global Investments Limited 銀豐環球投資有限公司 RE 9 06 March 2020 03 August 2020
Silver Nile Global Investments Limited 銀豐環球投資有限公司 RE 1 06 March 2020 03 August 2020
VMS Asset Management Limited 鼎珮資產管理有限公司 RE 9 27 May 2019 07 February 2020
VMS Securities Limited 鼎珮證券有限公司 RE 1 27 May 2019 07 February 2020
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 14 April 2014 26 April 2014
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 14 April 2014 26 April 2014
CNI Securities Group Limited 中國北方證券集團有限公司 RE 2 09 July 2013 20 January 2014
CNI Securities Group Limited 中國北方證券集團有限公司 RE 1 09 July 2013 20 January 2014
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 04 March 2013 02 July 2013
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 04 March 2013 02 July 2013
CNI Securities Group Limited 中國北方證券集團有限公司 RE 2 21 March 2012 14 February 2013
CNI Securities Group Limited 中國北方證券集團有限公司 RE 1 21 March 2012 14 February 2013
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 RE 2 09 September 2011 10 October 2011