SFC Licences of DALTON Anthony Francis
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 28 September 2012 | 27 August 2013 |
| Nomura Securities (Hong Kong) Limited | RE | 2 | 28 September 2012 | 23 April 2013 |
| Nomura Securities (Hong Kong) Limited | RE | 1 | 21 September 2012 | 23 April 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 22 August 2011 | 27 August 2013 |