SFC Licences of KOAY Siu Choon 郭修俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 27 October 2011 | 09 March 2013 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 27 October 2011 | 09 March 2013 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 23 August 2011 | 24 October 2011 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 23 August 2011 | 24 October 2011 |