SFC Licences of THOMAS JR Orville Emanuel

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 05 September 2016 26 April 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 05 September 2016 26 April 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 22 August 2011 03 June 2016