SFC Licences of TONG Siu Fung 湯肇鋒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 14 March 2013 | 29 December 2016 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 25 August 2011 | 29 December 2016 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 25 August 2011 | 15 February 2013 |