SFC Licences of YIU Chung Him Benjamin 姚仲謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mont Avenir Capital Limited 未來金融有限公司 | RO | 6 | 08 November 2021 | 31 March 2023 |
| Mont Avenir Capital Limited 未來金融有限公司 | RE | 1 | 28 September 2021 | 31 March 2023 |
| Mont Avenir Capital Limited 未來金融有限公司 | RE | 6 | 28 September 2021 | 08 November 2021 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 6 | 03 March 2016 | 31 March 2021 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 1 | 03 March 2016 | 31 March 2021 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 08 May 2015 | 26 November 2015 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 08 May 2015 | 26 November 2015 |
| Cinda International Capital Limited 信達國際融資有限公司 | RE | 6 | 15 July 2014 | 01 May 2015 |
| Cinda International Capital Limited 信達國際融資有限公司 | RE | 1 | 15 July 2014 | 01 May 2015 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 22 August 2011 | 25 June 2014 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 22 August 2011 | 25 June 2014 |