SFC Licences of CHEN Xi 陳曦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | RE | 4 | 29 January 2024 | |
| Macquarie Asia Securities Limited | RE | 1 | 29 January 2024 | |
| Mass Ave Global (HK) Limited | RO | 9 | 30 August 2022 | 02 March 2023 |
| Merrill Lynch Far East Limited | RE | 2 | 08 December 2014 | 30 July 2021 |
| Merrill Lynch Far East Limited | RE | 1 | 08 December 2014 | 30 July 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 December 2014 | 19 December 2018 |
| UBS Securities Asia Limited | RE | 1 | 02 September 2011 | 01 February 2013 |