SFC Licences of LEE Tin Wing 李天穎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 12 September 2016 | |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 1 | 12 September 2016 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 24 September 2015 | 23 July 2016 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 24 September 2015 | 23 July 2016 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 31 August 2011 | 28 September 2012 |