SFC Licences of TONG Tao 童韜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lazard Asia (Hong Kong) Limited RO 6 29 December 2021 25 July 2023
Lazard Asia (Hong Kong) Limited RE 4 18 November 2021 25 July 2023
Lazard Asia (Hong Kong) Limited RE 1 18 November 2021 25 July 2023
Lazard Asia (Hong Kong) Limited RE 6 18 November 2021 29 December 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 6 07 February 2020 28 October 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 24 October 2019 28 October 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 24 October 2019 28 October 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 6 25 September 2019 07 February 2020
Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 RO 6 20 September 2017 16 August 2019
Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 RE 9 10 November 2016 14 February 2018
Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 RE 4 10 November 2016 14 February 2018
Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 RE 1 10 November 2016 14 February 2018
Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 RE 6 10 November 2016 20 September 2017
Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 RE 6 27 October 2011 14 March 2014