SFC Licences of LO Hiu Tan 盧曉丹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 18 September 2013 | |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 14 September 2011 | 11 May 2013 |