SFC Licences of SLAOUI Mohammed Saad
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RO | 2 | 11 March 2020 | |
UBS Securities Hong Kong Limited | RO | 1 | 11 March 2020 | |
UBS Securities Asia Limited | RO | 2 | 11 March 2020 | |
UBS Securities Asia Limited | RO | 1 | 11 March 2020 | |
UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | 11 March 2020 |
UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 11 March 2020 |
UBS Securities Asia Limited | RE | 1 | 20 September 2011 | 11 March 2020 |
UBS Securities Asia Limited | RE | 2 | 20 September 2011 | 11 March 2020 |
UBS Securities Hong Kong Limited | RE | 1 | 20 September 2011 | 18 December 2016 |
UBS Derivatives Hong Kong Limited | RE | 2 | 20 September 2011 | 18 December 2016 |