SFC Licences of DALE Ashley Robert William

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RO 9 07 November 2016 30 June 2020
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RO 4 07 November 2016 30 June 2020
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RO 1 07 November 2016 30 June 2020
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 9 20 July 2016 07 November 2016
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 4 20 July 2016 07 November 2016
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 1 20 July 2016 07 November 2016
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RO 4 13 June 2013 30 June 2016
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RO 1 13 June 2013 30 June 2016
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 9 13 June 2013 30 June 2016
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RO 4 01 June 2012 13 June 2013
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RO 1 08 November 2011 13 June 2013