SFC Licences of GALLAGHER Brendan Daniel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 28 September 2017 | 13 October 2017 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 28 September 2017 | 13 October 2017 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 28 September 2017 | 13 October 2017 |
| Tora Trading Services Limited | RE | 2 | 26 September 2011 | 31 May 2013 |
| Tora Trading Services Limited | RE | 1 | 26 September 2011 | 31 May 2013 |
| Tora Trading Services Limited | RE | 7 | 26 September 2011 | 31 May 2013 |